标题: 台湾期货业西进大陆的利基与挑战
The Niches and Challenges for Taiwan Futures Industry Entering the Market in China.
作者: 谢孟龙
Hsieh, Meng-lung
陈安斌
Chen, An-pin
高阶主管管理硕士学程
关键字: 两岸金融监理合作瞭解备忘录;两岸经济合作架构协议;台湾期货业;大陆期货市场;MOU;ECFA;Taiwan futures industry;China futures market
公开日期: 2011
摘要: 在国际经济竞争日愈激烈的商业活动中,世界各国为了维持竞争优势,相继以
商业结盟的方式来固守其经济利益。台湾政府与中国大陆分别于2002 年1 月1 日
及2001 年12 月11 日,加入世界贸易组织。根据加入WTO 所做的承諾,组织成
员将遵守世贸组织和服务业贸易总协定(General Agreement on Trade Services,
GATS)各种有关协定的规范,在五年内逐步取消各种管制,向外国开放金融市场,
两岸金融体系的改革正面临新的挑战。
台湾与中国大陆于 2009 年11 月16 日签署“两岸金融监理合作瞭解备忘录”
(Memorandum of Understanding,简称MOU),更于2010 年6 月29 日签署“两
岸经济合作架构协议”(Economic Cooperation Framework Agreement,简称ECFA),
两岸金融业的交流合作正式迈入一个全新的纪元。本研究乃就兩岸期货业的发展沿
革与发展现况,对两岸期货业当前的市场、制度与问题,加以探讨分析,做为台湾
期货业西进大陆的参考。
两岸经贸往来已非一朝一夕,台湾金融业如何在这一波资产大调整的过程中,
立足台湾、前进中国、放眼全世界,只有促进两岸和谐、合作共创双赢,才是唯一
的方法与目标。兹以下列四点做为本文的结论与建议:(一)推动台湾期货交易所成
为大陆认可之境外交易所 (二)促进两岸商品、交易所、期货商交流合作 (三)开放
陆资从事期货市场交易,有助于稳定金融市场成长。(四)把握两岸整合契机,共创
期货市场荣景。
In the commercial activities in an increasingly competitive international economy,
to maintain competitive advantage, countries around the world successively solidified
their economic advantages by forming commercial alliance. Taiwan's government and
mainland China joined the World Trade Organization (WTO) in January 1st, 2002 and
December 11th, 2001 respectively. In line with the commitment made to join WTO,
members of the organization will comply with rulings of various related agreements
made by the WTO and General Agreement on Trade Services (GATS) phasing out
various controls over a five-year period and opening its financial services market to
other countries. Cross-Strait financial system reform is now facing new challenges.
Taiwan and China signed the memorandum of understanding (MOU) in November
16th, 2010 and they further signed Economic Cooperation Framework Agreement
(ECFA) in June 29th, 2010. The exchanges and cooperation of financial industries
across Strait have entered a new era. On the developing history and developing status of
futures industries across Strait, this study investigates and analyzes the current markets,
systems, and problems of futures industries across Strait and serves as a reference for
Taiwan futures industry entering the market in China.
The trade and economic relations across Straits have existed for a period of time. In
the process of this major assets adjustment, how can Taiwan’s financial industry base
itself in Taiwan, enter the market in China, and look the whole world? Promoting
cross-strait peace to cooperate for a win-win situation is the only way and the only goal
as well. In conclusion, there are four-point proposal: (1) Push Taiwan Futures Exchange
to be approved foreign exchange in China. (2) Promote interflow or cooperation of
cross-strait commodities, exchanges, and futures companies. (3) Approve the Mainland
capital to invest in Taiwan’s futures market to promote stable growth of financial market.
(4) Seize the opportunity from cross-strait integration and cooperate to create market
prosperity.
URI: http://140.113.39.130/cdrfb3/record/nctu/#GT079961527
http://hdl.handle.net/11536/50656
显示于类别:Thesis